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Following are some reference material for actual CSI CSC1 exam test
| Section | Weight | Objectives |
|---|---|---|
| Topic 1: Financing and Listing Securities | 8% | - Security Issuance
|
| Topic 2: The Canadian Investment Marketplace | 15% | - Canadian Regulatory Environment
|
| Topic 3: Corporations and their Financial Statements | 8% | - Financial Statement Analysis
|
| Topic 4: Equity Transactions | 10% | - Trading Equities
|
| Topic 5: Pricing and Trading of Fixed-Income Securities | 11% | - Bond Markets
|
| Topic 6: Features and Types of Fixed-Income Securities | 12% | - Fixed-Income Instruments
|
| Topic 7: Common and Preferred Shares | 13% | - Equity Securities
|
| Topic 8: The Economy | 13% | - Macroeconomic Fundamentals
|
| Topic 9: Derivatives | 10% | - Derivative Instruments
|
1. A politician promises to lower income taxes and increase government spending on social programs. but once selected her government's high debt level prevents her from doing so. Which challenge has this politician faced?
A) Political business cycle
B) Unsynchronized fiscal and monetary policies.
C) Timing lags
D) Co-ordination of federal, Provincial, and municipal policies
2. Which exchange trades all financial andequity futures and options listed for trading in Canada?
A) Montreal Exchange
B) ICE NGX Canada
C) Toronto Stock Exchange
D) Canadian Securities Exchange
3. What is an example of a common feature of robo-advisor services?
A) Portfolios are built primarily with individual stocks andbonds.
B) The service is exclusively provided to intermediaries such as advisors and employers
C) The portfoliosare rarely rebalanced
D) A telephone call with an advisor verifies that the computer-generatedportfolio is suitable for the client.
4. What is the settlement date for Government of Canada bones?
A) Three business days after the transaction.
B) same day me transaction takes place.
C) One business day after the transaction
D) Two business days after the transaction
5. What is a company likely trying -c achieve when ituses a stock spit as part of itscorporate strategy?
A) Fewer outstanding shares
B) Prevent delisting from a stock exchange
C) increase the share price
D) Decrease the share price
Solutions:
| Question # 1 Answer: C | Question # 2 Answer: A | Question # 3 Answer: D | Question # 4 Answer: C | Question # 5 Answer: D |
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