CSI CSC1 : Canadian Securities Course Exam 1

  • Exam Code: CSC1
  • Exam Name: Canadian Securities Course Exam 1
  • Updated: Aug 15, 2026     Q & A: 100 Questions and Answers

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Following are some reference material for actual CSI CSC1 exam test

CSI CSC1 Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Financing and Listing Securities8%- Security Issuance
  • 1. Listing Requirements
  • 2. Private Placements
  • 3. Public Offerings
Topic 2: The Canadian Investment Marketplace15%- Canadian Regulatory Environment
  • 1. Ethics
  • 2. Regulation and Supervision
  • 3. Regulators
- Capital Markets
  • 1. Products
  • 2. Markets
  • 3. Capital
- Canadian Securities Industry
  • 1. Overview of the Industry
  • 2. Trends in the Market
  • 3. Other Financial Intermediaries
  • 4. Investment Dealer's Role as a Financial Intermediary
Topic 3: Corporations and their Financial Statements8%- Financial Statement Analysis
  • 1. Cash Flow Statement
  • 2. Balance Sheet
  • 3. Income Statement
Topic 4: Equity Transactions10%- Trading Equities
  • 1. Settlement Procedures
  • 2. Margin Trading
  • 3. Order Types
Topic 5: Pricing and Trading of Fixed-Income Securities11%- Bond Markets
  • 1. Yield Calculations
  • 2. Bond Pricing
  • 3. Trading Practices
Topic 6: Features and Types of Fixed-Income Securities12%- Fixed-Income Instruments
  • 1. Government Bonds
  • 2. Yield and Risk
  • 3. Corporate Bonds
Topic 7: Common and Preferred Shares13%- Equity Securities
  • 1. Shareholder Rights
  • 2. Preferred Shares
  • 3. Common Shares
Topic 8: The Economy13%- Macroeconomic Fundamentals
  • 1. Monetary Policy
  • 2. Inflation
  • 3. Economic Cycles
  • 4. Fiscal Policy
Topic 9: Derivatives10%- Derivative Instruments
  • 1. Hedging Strategies
  • 2. Options
  • 3. Futures

CSI Canadian Securities Course Exam 1 Sample Questions:

1. A politician promises to lower income taxes and increase government spending on social programs. but once selected her government's high debt level prevents her from doing so. Which challenge has this politician faced?

A) Political business cycle
B) Unsynchronized fiscal and monetary policies.
C) Timing lags
D) Co-ordination of federal, Provincial, and municipal policies


2. Which exchange trades all financial andequity futures and options listed for trading in Canada?

A) Montreal Exchange
B) ICE NGX Canada
C) Toronto Stock Exchange
D) Canadian Securities Exchange


3. What is an example of a common feature of robo-advisor services?

A) Portfolios are built primarily with individual stocks andbonds.
B) The service is exclusively provided to intermediaries such as advisors and employers
C) The portfoliosare rarely rebalanced
D) A telephone call with an advisor verifies that the computer-generatedportfolio is suitable for the client.


4. What is the settlement date for Government of Canada bones?

A) Three business days after the transaction.
B) same day me transaction takes place.
C) One business day after the transaction
D) Two business days after the transaction


5. What is a company likely trying -c achieve when ituses a stock spit as part of itscorporate strategy?

A) Fewer outstanding shares
B) Prevent delisting from a stock exchange
C) increase the share price
D) Decrease the share price


Solutions:

Question # 1
Answer: C
Question # 2
Answer: A
Question # 3
Answer: D
Question # 4
Answer: C
Question # 5
Answer: D

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