FINRA Series-7 : General Securities Representative Qualification Examination (GS)

  • Exam Code: Series-7
  • Exam Name: General Securities Representative Qualification Examination (GS)
  • Updated: Aug 29, 2026     Q & A: 402 Questions and Answers

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FINRA Series 7 Exam Reference

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FINRA Series 7 Certified Professional Salary

The average Salary of a Series 7 Certified Professional Salary in

  • United States: 90,000+ USD
  • Europe: 35,864 Euro
  • India: 12,00,000 INR

Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7

FINRA Series-7 Exam Syllabus Topics:

SectionObjectives
Provides Information About Investments- Equities, fixed income, and packaged products
- Taxation and risk characteristics
Seeks Business for the Broker-Dealer- Understanding regulatory constraints on communications
- Prospecting clients and marketing products
Evaluates Customers' Financial Profile- Financial status and suitability assessment
- Customer investment objectives and risk tolerance
Makes Recommendations and Transfers Assets- Account transfers and asset movement procedures
- Suitability and recommendation rules
Processes Customer Orders- Order entry, execution, and settlement basics
- Trade reporting and confirmation procedures

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